| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2017-02-13 | - |
| Rep | 证券交易 | 2017-02-13 | - | |
| Rep | 期货合约交易 | 2013-03-22 | 2017-02-12 | |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | 证券交易 | 2011-08-15 | 2017-09-06 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-03-17 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-20 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-20 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-20 | |
| Rep | 证券交易 | 2003-04-01 | 2017-02-12 |