| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2022-06-20 | - |
| Rep | 就证券提供意见 | 2022-06-20 | - | |
| Rep | 提供资产管理 | 2022-06-20 | - | |
| Rep | 期货合约交易 | 2022-06-20 | - | |
| Rep | 证券交易 | 2022-06-20 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2022-06-20 | - |
| CEB International Asset Management Corporation Limited | Rep | 就证券提供意见 | 2017-01-13 | 2018-07-12 |
| Rep | 提供资产管理 | 2017-01-13 | 2018-07-12 | |
| CEB International Capital Corporation Limited | Rep | 证券交易 | 2016-05-16 | 2016-11-03 |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2015-05-27 | 2016-03-18 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2015-05-27 | 2016-03-18 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-05-21 | 2015-04-22 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-04-16 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2011-08-01 | 2015-04-22 |
已采集记录中暂无金管局登记。