| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2014-09-01 | 2024-03-01 |
| SJS Markets Limited | RO | 证券交易 | 2005-03-02 | 2014-02-27 |
| C F C SECURITIES LIMITED | RO | 证券交易 | 2004-06-18 | 2005-12-05 |
| Rep | 就机构融资提供意见 | - | 2004-06-18 | |
| Rep | 就证券提供意见 | - | 2004-06-18 | |
| Rep | 提供资产管理 | - | 2004-06-18 | |
| Rep | 证券交易 | - | 2004-06-18 |