| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SJS Markets Limited | RO | 证券交易 | 2015-03-19 | 2016-08-08 |
| RO | 就证券提供意见 | 2011-08-24 | 2013-10-18 | |
| Rep | 就证券提供意见 | 2011-08-16 | 2011-08-24 | |
| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2010-06-09 | 2011-05-21 |
| Rep | 证券交易 | 2010-06-09 | 2011-05-21 | |
| Rep | 杠杆式外汇交易 | 2010-06-09 | 2011-05-21 | |
| SJS Markets Limited | Rep | 就证券提供意见 | 2005-12-06 | 2007-10-05 |
| C F C SECURITIES LIMITED | Rep | 就证券提供意见 | 2004-08-09 | 2005-12-05 |