| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 证券交易 | 2014-01-10 | - |
| SJS Markets Limited | Rep | 证券交易 | 2009-05-05 | 2013-11-22 |
| DEBTTRADERS, LIMITED - IN LIQUIDATION | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-09-22 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-09-22 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-09-22 | |
| Rep | 证券交易 | 2003-04-01 | 2004-09-22 |