| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-08-10 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2014-02-21 | - |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2011-01-13 | 2013-09-27 |
| VC BROKERAGE LIMITED | Rep | 证券交易 | 2007-07-25 | 2010-11-27 |
| VC FUTURES LIMITED | Rep | 期货合约交易 | 2007-07-25 | 2010-11-27 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2007-05-22 | 2007-07-05 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-05-22 | 2007-07-05 |