| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2013-05-06 | 2014-11-11 |
| Rep | 证券交易 | 2010-12-28 | 2014-11-11 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2003-06-06 | 2010-11-29 |
| DNB Asset Management (Asia) Limited | Rep | 就机构融资提供意见 | - | 2003-05-01 |
| Rep | 就证券提供意见 | - | 2003-05-01 | |
| Rep | 提供资产管理 | - | 2003-05-01 |