| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FITCH (HONG KONG) LIMITED | Rep | 提供信贷评级服务 | 2017-10-30 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2016-06-20 | 2017-10-25 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2014-09-29 | 2016-05-13 |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2012-10-12 | 2014-09-17 |
| Rep | 就证券提供意见 | 2011-06-13 | 2014-09-17 |