| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Celadon Partners (Asia Pacific) Limited | Rep | 就证券提供意见 | 2021-04-14 | 2024-02-29 |
| Rep | 提供资产管理 | 2021-04-14 | 2024-02-29 | |
| Rep | 证券交易 | 2021-04-14 | 2024-02-29 | |
| ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2012-11-01 | 2013-07-26 |
| Rep | 提供资产管理 | 2012-11-01 | 2013-07-26 | |
| Rep | 证券交易 | 2012-11-01 | 2013-07-26 | |
| SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | 就证券提供意见 | 2010-09-08 | 2012-06-01 |
| Rep | 提供资产管理 | 2010-09-08 | 2012-06-01 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2009-01-07 | 2009-03-25 |
| Rep | 证券交易 | 2009-01-07 | 2009-03-25 | |
| Rep | 就机构融资提供意见 | 2006-06-15 | 2007-03-25 | |
| Rep | 证券交易 | 2006-06-15 | 2007-03-25 |