| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Metro Ascent Capital Limited | RO | 就机构融资提供意见 | 2017-07-28 | - |
| RO | 就证券提供意见 | 2017-07-28 | - | |
| RO | 证券交易 | 2017-07-28 | - | |
| Shang International Finance Limited | RO | 就机构融资提供意见 | 2011-01-10 | 2016-12-28 |
| RO | 就证券提供意见 | 2011-01-10 | 2016-12-28 | |
| RO | 证券交易 | 2011-01-10 | 2016-12-28 | |
| Rep | 就机构融资提供意见 | 2010-07-20 | 2011-01-10 | |
| Rep | 就证券提供意见 | 2010-07-20 | 2011-01-10 | |
| Rep | 证券交易 | 2010-07-20 | 2011-01-10 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2009-12-30 | 2010-07-11 |
| Rep | 就证券提供意见 | 2009-12-30 | 2010-07-11 | |
| Rep | 证券交易 | 2009-12-30 | 2010-07-11 |