| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Rainbow Capital (HK) Limited | RO | 证券交易 | 2021-04-20 | - |
| RO | 就机构融资提供意见 | 2020-01-03 | - | |
| QUAM CAPITAL LIMITED | Rep | 证券交易 | 2018-10-30 | 2019-12-31 |
| RO | 就机构融资提供意见 | 2016-03-15 | 2019-12-31 | |
| Rep | 就机构融资提供意见 | 2015-01-05 | 2016-03-15 | |
| Somerley Capital Limited | Rep | 就机构融资提供意见 | 2013-11-04 | 2014-12-19 |
| Rep | 证券交易 | 2013-11-04 | 2014-12-19 | |
| Shang International Finance Limited | Rep | 就机构融资提供意见 | 2010-01-06 | 2014-04-15 |
| Rep | 就证券提供意见 | 2010-01-06 | 2014-04-15 | |
| Rep | 证券交易 | 2010-01-06 | 2014-04-15 |