| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Rainbow Capital (HK) Limited | RO | 证券交易 | 2021-04-20 | - |
| RO | 就机构融资提供意见 | 2020-01-03 | - | |
| QUAM CAPITAL LIMITED | Rep | 证券交易 | 2018-10-30 | 2019-12-31 |
| RO | 就机构融资提供意见 | 2018-07-03 | 2019-12-31 | |
| Rep | 就机构融资提供意见 | 2018-04-20 | 2018-07-03 | |
| Yi Shun Da Capital Limited | RO | 就机构融资提供意见 | 2018-02-23 | 2018-04-11 |
| RO | 证券交易 | 2018-02-23 | 2018-04-11 | |
| Rep | 就机构融资提供意见 | 2017-11-22 | 2018-02-23 | |
| Rep | 证券交易 | 2017-11-22 | 2018-02-23 | |
| CEB International Capital Corporation Limited | Rep | 就机构融资提供意见 | 2016-01-11 | 2017-10-18 |
| Rep | 就证券提供意见 | 2016-01-11 | 2017-10-18 | |
| Rep | 证券交易 | 2016-01-11 | 2017-10-18 | |
| Somerley Capital Limited | Rep | 就机构融资提供意见 | 2013-11-04 | 2015-12-04 |
| Rep | 证券交易 | 2013-11-04 | 2015-12-04 | |
| Shang International Finance Limited | Rep | 就机构融资提供意见 | 2010-09-03 | 2014-04-15 |
| Rep | 就证券提供意见 | 2010-09-03 | 2014-04-15 | |
| Rep | 证券交易 | 2010-09-03 | 2014-04-15 |
已采集记录中暂无金管局登记。