Personnel Hong Kong SFC License Details (ID 94898)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2012-01-19	2014-06-03
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2012-01-19	2014-06-03
313 CAPITAL MANAGEMENT LIMITED 313	Rep	就证券提供意见	2011-01-19	2012-01-04
	Rep	提供资产管理	2011-01-19	2012-01-04
SOUTH CHINA CAPITAL LIMITED	Rep	就机构融资提供意见	2011-01-19	2012-01-04
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2011-01-19	2012-01-04
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2011-01-19	2012-01-04
CCB INTERNATIONAL SECURITIES LIMITED	Rep	就证券提供意见	2008-02-04	2008-10-24
	Rep	证券交易	2008-02-04	2008-10-24
HANG SENG INVESTMENT SERVICES LIMITED	Rep	就证券提供意见	2007-10-05	2007-11-01
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期货合约交易	2006-04-06	2007-07-05
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	证券交易	2006-04-06	2007-07-05
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	期货合约交易	2005-06-21	2005-11-24
	Rep	证券交易	2005-06-21	2005-11-24
SUNWAH KINGSWAY FUTURES LIMITED	Rep	期货合约交易	2005-06-21	2005-11-24
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2004-05-11	2005-06-17
MIB SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	-	2003-07-09
	Rep	就证券提供意见	-	2003-07-09
	Rep	提供资产管理	-	2003-07-09
	Rep	证券交易	-	2005-06-17

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