Personnel Hong Kong SFC License Details (ID 94911)

Personnel Hong Kong SFC License Details (ID 94911)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Solo Securities Limited	RO	就证券提供意见	2024-09-30	-
Solo Asset Management Limited	RO	提供资产管理	2021-12-20	-
	RO	就期货合约提供意见	2018-08-09	-
	Rep	提供资产管理	2018-08-03	2021-12-20
	RO	就证券提供意见	2018-06-13	-
Solo Futures Limited	RO	期货合约交易	2017-02-28	-
Solo Securities Limited	RO	证券交易	2017-02-28	-
Tung Shing Securities (Brokers) Limited	RO	杠杆式外汇交易	2012-03-15	2013-11-17
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2011-11-29	2013-11-17
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2011-11-29	2013-11-17
South China Forex Limited	RO	杠杆式外汇交易	2011-02-02	2011-09-26
	Rep	杠杆式外汇交易	2010-06-21	2011-02-02
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2009-07-29	2011-09-26
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2009-07-29	2011-09-26
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2005-08-16	2009-07-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2005-01-27	2009-07-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2005-01-27	2009-07-11