| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2014-01-07 | 2015-04-27 |
| Rep | 证券交易 | 2014-01-07 | 2015-04-27 |
| Rep | 杠杆式外汇交易 | 2014-01-07 | 2015-04-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2013-07-17 | 2014-01-01 |
| Rep | 杠杆式外汇交易 | 2013-07-17 | 2014-01-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2013-07-17 | 2014-01-01 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2011-07-28 | 2013-07-11 |
| South China Forex Limited | Rep | 杠杆式外汇交易 | 2011-07-28 | 2013-07-11 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2011-07-28 | 2013-07-11 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2006-11-28 | 2011-06-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-11-28 | 2011-06-14 |
| Rep | 杠杆式外汇交易 | 2006-11-28 | 2011-06-14 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2006-02-09 | 2006-11-11 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2006-02-09 | 2006-11-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-02-09 | 2006-11-11 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2005-08-08 | 2006-01-13 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2004-02-20 |
| Rep | 提供资产管理 | - | 2004-02-20 |
| Rep | 期货合约交易 | - | 2006-01-13 |