Personnel SFC Licences and HKMA Registrations (ID 94931)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
HOORAY SECURITIES LIMITED	RO	证券交易	2023-02-15	-
	Rep	证券交易	2015-02-17	2023-02-15
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2015-01-26	2015-02-04
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2015-01-26	2015-02-04
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2011-08-10	2013-12-31
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2011-08-10	2013-12-31
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2011-01-14	2011-07-26
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2010-10-07	2011-07-26
Mirae Asset Securities (HK) Limited	Rep	证券交易	2007-08-02	2010-08-10
Ark Securities (Hong Kong) Limited	Rep	证券交易	2007-03-20	2007-07-07
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2007-03-20	2007-07-07
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	杠杆式外汇交易	2004-04-19	2006-11-18
	Rep	就期货合约提供意见	2003-04-01	2003-06-11
	Rep	提供资产管理	2003-04-01	2003-06-11
	Rep	期货合约交易	2003-04-01	2006-11-18
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-06-11
	Rep	就证券提供意见	2003-04-01	2003-06-11
	Rep	提供资产管理	2003-04-01	2003-06-11
	Rep	提供自动化交易服务	2003-04-01	2003-06-11
	Rep	证券交易	2003-04-01	2006-11-18

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。