Personnel SFC Licences and HKMA Registrations (ID 94943)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Holly International Financial Holdings Limited	Rep	期货合约交易	2024-06-25	-
	Rep	证券交易	2024-06-25	-
KGI ASIA LIMITED	Rep	证券交易	2018-10-26	2021-06-15
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2018-10-26	2021-06-15
South China Forex Limited	Rep	杠杆式外汇交易	2011-10-04	2015-09-29
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2011-08-22	2015-09-29
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2011-08-22	2015-09-29
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2010-11-09	2011-08-10
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2010-11-09	2011-08-10
CES Commodities (HK) Limited	Rep	期货合约交易	2009-12-24	2010-10-22
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2009-12-24	2010-10-22
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2009-12-24	2010-10-22
CELESTIAL COMMODITIES LIMITED	Rep	期货合约交易	2009-07-14	2009-10-28
CELESTIAL SECURITIES LIMITED	Rep	证券交易	2009-07-14	2009-10-28
	Rep	杠杆式外汇交易	2009-07-14	2009-10-28
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2007-09-20	2008-09-03
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2007-09-20	2008-09-03
CES Commodities (HK) Limited	Rep	期货合约交易	2007-03-21	2007-08-31
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2007-03-21	2007-08-31
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2007-03-21	2007-08-31

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。