| KCG SECURITIES ASIA LIMITED | RO | 期货合约交易 | 2016-07-08 | 2016-12-01 |
| RO | 就证券提供意见 | 2015-05-28 | 2017-01-01 |
| RO | 证券交易 | 2015-04-02 | 2017-01-01 |
| Rep | 证券交易 | 2015-03-02 | 2015-04-02 |
| TFI Securities and Futures Limited | RO | 期货合约交易 | 2013-05-14 | 2014-12-24 |
| RO | 证券交易 | 2013-05-14 | 2014-12-24 |
| South China Forex Limited | Rep | 杠杆式外汇交易 | 2010-08-03 | 2012-09-26 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2008-02-21 | 2012-09-26 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2008-02-21 | 2012-09-26 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2007-12-03 | 2008-01-28 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2007-12-03 | 2008-01-28 |