| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited | RO | 证券交易 | 2017-01-11 | 2017-07-11 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2010-07-30 | 2014-03-31 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2010-07-30 | 2014-03-31 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2004-07-08 | 2008-12-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2004-07-08 | 2008-12-01 |
| JW CAPITAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-17 |
| Rep | 就证券提供意见 | - | 2004-06-17 | |
| Rep | 提供资产管理 | - | 2004-06-17 |