| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AA Investment Management Limited | RO | 就证券提供意见 | 2026-07-27 | - |
| RO | 提供资产管理 | 2026-07-27 | - | |
| RO | 证券交易 | 2026-07-27 | - | |
| Awaken Thunder Capital Limited | RO | 就证券提供意见 | 2023-10-03 | 2026-06-30 |
| RO | 提供资产管理 | 2023-10-03 | 2026-06-30 | |
| RO | 证券交易 | 2023-10-03 | 2026-06-30 | |
| Yieldful Securities Limited | RO | 证券交易 | 2019-01-23 | 2021-12-31 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2014-02-24 | 2019-01-22 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2010-06-18 | 2019-01-22 |