| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2011-01-17 | 2012-07-18 |
| PICO ZEMAN SECURITIES (HK) LIMITED | Rep | 证券交易 | 2010-11-09 | 2010-12-08 |
| TSE'S SECURITIES LIMITED | Rep | 证券交易 | 2010-07-14 | 2010-11-01 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 杠杆式外汇交易 | - | 2003-11-06 |