| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nexus Investment Advisors Limited | RO | 证券交易 | 2017-06-21 | 2022-01-04 |
| RO | 就证券提供意见 | 2014-07-23 | - | |
| RO | 提供资产管理 | 2014-05-02 | - | |
| SPARX Asia Investment Advisors Limited | RO | 就证券提供意见 | 2012-01-11 | 2014-05-02 |
| RO | 提供资产管理 | 2012-01-11 | 2014-05-02 | |
| Rep | 就证券提供意见 | 2006-09-11 | 2012-01-11 | |
| Rep | 提供资产管理 | 2006-09-11 | 2012-01-11 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2003-08-15 | 2006-07-29 |
| Rep | 证券交易 | 2003-08-15 | 2006-07-29 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-05-22 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-05-22 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-05-22 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-05-22 | |
| Rep | 证券交易 | 2003-04-01 | 2003-05-22 |