| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | RO | 就机构融资提供意见 | 2024-01-30 | - |
| Rep | 就机构融资提供意见 | 2023-10-12 | 2024-01-30 | |
| Credit Suisse (Hong Kong) Limited | RO | 就机构融资提供意见 | 2015-12-10 | 2023-10-02 |
| RO | 就证券提供意见 | 2015-12-10 | 2023-10-02 | |
| RO | 证券交易 | 2015-12-10 | 2023-10-02 | |
| Rep | 就机构融资提供意见 | 2015-11-06 | 2015-12-10 | |
| Rep | 就证券提供意见 | 2015-11-06 | 2015-12-10 | |
| Rep | 证券交易 | 2015-11-06 | 2015-12-10 | |
| Standard Chartered Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2010-02-25 | 2015-01-08 |
| RO | 就证券提供意见 | 2010-02-25 | 2015-01-08 | |
| RO | 证券交易 | 2010-02-25 | 2015-01-08 | |
| Rep | 就机构融资提供意见 | 2009-06-26 | 2010-02-25 | |
| Rep | 就证券提供意见 | 2009-06-26 | 2010-02-25 | |
| Rep | 证券交易 | 2009-06-26 | 2010-02-25 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2007-05-04 | 2008-11-07 |
| Rep | 证券交易 | 2007-05-04 | 2008-11-07 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2007-01-04 | 2007-03-09 |
| Rep | 就证券提供意见 | 2007-01-04 | 2007-03-09 | |
| Rep | 证券交易 | 2007-01-04 | 2007-03-09 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供资产管理 | 2003-04-01 | 2005-01-03 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2007-03-09 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2007-03-09 |
金管局记录暂时无法加载，请稍后重试。