| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-01-05 | 2015-01-08 |
| Rep | 就证券提供意见 | 2010-01-05 | 2015-01-08 | |
| Rep | 证券交易 | 2009-11-17 | 2015-01-08 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | - | 2004-10-14 |
| Rep | 就证券提供意见 | - | 2004-10-14 | |
| Rep | 提供资产管理 | - | 2004-10-14 | |
| Rep | 证券交易 | - | 2009-10-17 |