| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DBS ASIA CAPITAL LIMITED | RO | 就机构融资提供意见 | 2022-08-19 | - |
| RO | 就证券提供意见 | 2022-08-19 | - | |
| RO | 证券交易 | 2022-08-19 | - | |
| Rep | 就机构融资提供意见 | 2022-07-13 | 2022-08-19 | |
| Rep | 就证券提供意见 | 2022-07-13 | 2022-08-19 | |
| Rep | 证券交易 | 2022-07-13 | 2022-08-19 | |
| Admiralty Harbour Capital Limited | RO | 就机构融资提供意见 | 2021-09-28 | 2022-05-31 |
| Rep | 就机构融资提供意见 | 2020-10-05 | 2021-09-28 | |
| Rep | 就证券提供意见 | 2020-10-05 | 2022-05-31 | |
| Rep | 证券交易 | 2020-10-05 | 2022-05-31 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2009-06-26 | 2017-01-31 |
| Rep | 就证券提供意见 | 2009-06-26 | 2017-01-31 | |
| Rep | 证券交易 | 2009-06-26 | 2017-01-31 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2007-10-18 | 2008-11-25 |
| Rep | 证券交易 | 2007-10-18 | 2008-11-25 | |
| Rep | 就机构融资提供意见 | 2006-08-04 | 2007-05-28 | |
| Rep | 证券交易 | 2006-08-04 | 2007-05-28 |
金管局记录暂时无法加载，请稍后重试。