| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2015-12-17 | - |
| Rep | 就机构融资提供意见 | 2013-07-10 | 2015-12-17 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2013-07-10 | - |
| Rep | 证券交易 | 2013-07-10 | - | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2011-09-15 | 2013-05-17 |
| Rep | 证券交易 | 2008-05-13 | 2013-05-17 | |
| Rep | 就机构融资提供意见 | 2008-04-11 | 2013-05-17 | |
| Polaris Capital (Asia) Limited | Rep | 就机构融资提供意见 | 2007-06-27 | 2008-04-03 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2005-07-13 | 2007-08-01 |
已采集记录中暂无金管局登记。