| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2017-04-06 | 2018-02-28 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2013-02-14 | 2015-10-27 |
| Rep | 期货合约交易 | 2013-02-14 | 2015-10-27 | |
| Rep | 就证券提供意见 | 2010-08-16 | 2015-10-27 | |
| Rep | 证券交易 | 2010-08-16 | 2015-10-27 |