Kam, Stephen Cheuk Hang 甘卓亨

证监会中央编号:AEI384

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	就证券提供意见	2018-11-01	-
	Rep	提供资产管理	2018-11-01	-
	Rep	证券交易	2018-11-01	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2015-08-21	2018-10-04
	Rep	提供资产管理	2015-08-21	2018-10-04
	Rep	证券交易	2015-08-21	2018-10-04
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	就证券提供意见	2015-08-21	2018-10-04
	Rep	提供资产管理	2015-08-21	2018-10-04
	Rep	证券交易	2015-08-21	2018-10-04
Standard Chartered Securities (Hong Kong) Limited	Rep	就证券提供意见	2010-04-28	2015-01-08
	Rep	证券交易	2010-04-28	2015-01-08
CLSA FUTURES LIMITED	Rep	期货合约交易	2009-07-20	2010-01-13
CLSA LIMITED	Rep	证券交易	2009-07-20	2010-01-13
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-05-16	2009-05-20
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2007-03-27	2009-05-20
Merrill Lynch Far East Limited	Rep	证券交易	2007-03-27	2009-05-20
Halbis Capital Management (Hong Kong) Limited	Rep	就期货合约提供意见	2005-08-08	2007-03-20
	Rep	就证券提供意见	2005-08-08	2007-03-20
	Rep	提供资产管理	2005-08-08	2007-03-20
HSBC Global Asset Management (Hong Kong) Limited	Rep	就期货合约提供意见	2004-07-21	2007-03-20
	Rep	就证券提供意见	2004-07-21	2007-03-20
	Rep	提供资产管理	2004-07-21	2007-03-20

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	就证券提供意见	2018-11-01	-
	Rep	提供资产管理	2018-11-01	-
	Rep	证券交易	2018-11-01	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2015-08-21	2018-10-04
	Rep	提供资产管理	2015-08-21	2018-10-04
	Rep	证券交易	2015-08-21	2018-10-04
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	就证券提供意见	2015-08-21	2018-10-04
	Rep	提供资产管理	2015-08-21	2018-10-04
	Rep	证券交易	2015-08-21	2018-10-04
Standard Chartered Securities (Hong Kong) Limited	Rep	就证券提供意见	2010-04-28	2015-01-08
	Rep	证券交易	2010-04-28	2015-01-08
CLSA FUTURES LIMITED	Rep	期货合约交易	2009-07-20	2010-01-13
CLSA LIMITED	Rep	证券交易	2009-07-20	2010-01-13
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-05-16	2009-05-20
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2007-03-27	2009-05-20
Merrill Lynch Far East Limited	Rep	证券交易	2007-03-27	2009-05-20
Halbis Capital Management (Hong Kong) Limited	Rep	就期货合约提供意见	2005-08-08	2007-03-20
	Rep	就证券提供意见	2005-08-08	2007-03-20
	Rep	提供资产管理	2005-08-08	2007-03-20
HSBC Global Asset Management (Hong Kong) Limited	Rep	就期货合约提供意见	2004-07-21	2007-03-20
	Rep	就证券提供意见	2004-07-21	2007-03-20
	Rep	提供资产管理	2004-07-21	2007-03-20