| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2024-11-21 | - |
| Vontobel Limited | RO | 期货合约交易 | 2022-11-15 | 2024-04-12 |
| RO | 证券交易 | 2021-12-06 | 2024-05-31 | |
| Rep | 期货合约交易 | 2021-04-12 | 2022-11-15 | |
| Rep | 证券交易 | 2021-02-24 | 2021-12-06 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2016-07-08 | 2020-11-12 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 期货合约交易 | 2014-02-07 | 2016-04-01 |
| Rep | 证券交易 | 2010-03-11 | 2016-04-01 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2007-02-10 | 2009-12-17 |
| Rep | 期货合约交易 | 2007-02-10 | 2009-12-17 | |
| Rep | 证券交易 | 2007-02-10 | 2009-12-17 |