Personnel SFC Licences and HKMA Registrations (ID 95131)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	RO	就机构融资提供意见	2026-07-15	-
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	证券交易	2026-07-15	-
Guolian Securities International Capital Market Co., Limited	RO	就机构融资提供意见	2021-08-06	2025-06-30
Guolian Securities International Capital Co., Limited	Rep	就证券提供意见	2021-02-03	2025-06-30
	Rep	证券交易	2021-02-03	2025-06-30
SOUTH CHINA CAPITAL LIMITED	RO	就机构融资提供意见	2017-08-22	2020-11-30
	Rep	就机构融资提供意见	2017-06-26	2017-08-22
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2017-06-26	2020-11-30
FORTUNE (HK) SECURITIES LIMITED	Rep	证券交易	2016-05-16	2017-04-26
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	就机构融资提供意见	2016-05-16	2017-04-26
CGS International Securities Hong Kong Limited	Rep	就机构融资提供意见	2015-07-10	2016-04-15
	Rep	证券交易	2015-07-10	2016-04-15
Standard Chartered Securities (Hong Kong) Limited	Rep	就机构融资提供意见	2011-08-22	2015-01-08
	Rep	就证券提供意见	2011-08-22	2015-01-08
	Rep	证券交易	2011-08-22	2015-01-08
CCB INTERNATIONAL CAPITAL LIMITED	Rep	就机构融资提供意见	2010-05-28	2011-08-20
	Rep	证券交易	2010-05-28	2011-08-20
BOCI ASIA LIMITED	Rep	就机构融资提供意见	2009-07-28	2009-11-10
Credit Suisse (Hong Kong) Limited	Rep	就证券提供意见	2007-10-03	2008-12-10
	Rep	就机构融资提供意见	2007-07-12	2008-12-10
	Rep	证券交易	2007-07-12	2008-12-10
MACQUARIE CAPITAL LIMITED	Rep	就机构融资提供意见	2006-05-17	2007-05-31
	Rep	证券交易	2006-05-17	2007-05-31
Macquarie Corporate (Hong Kong) Limited	Rep	就机构融资提供意见	2006-05-17	2007-05-31

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。