| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2009-12-16 | 2012-03-26 |
| Rep | 就证券提供意见 | 2009-12-16 | 2012-03-26 | |
| Rep | 证券交易 | 2009-12-16 | 2012-03-26 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2007-04-27 | 2008-12-10 |
| Rep | 就证券提供意见 | 2007-04-27 | 2008-12-10 | |
| Rep | 证券交易 | 2007-04-27 | 2008-12-10 |