| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2021-11-29 | 2023-10-10 |
| Rep | 就机构融资提供意见 | 2021-11-08 | 2023-10-10 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2018-03-26 | 2021-09-24 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-02-01 | 2018-01-27 |
| Rep | 就证券提供意见 | 2017-02-01 | 2018-01-27 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2017-02-01 | 2018-01-27 |
| Rep | 证券交易 | 2017-02-01 | 2018-01-27 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-02-02 | 2016-12-13 |
| Rep | 就证券提供意见 | 2010-02-02 | 2016-12-13 | |
| Rep | 证券交易 | 2010-02-02 | 2016-12-13 |