| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vontobel Limited | RO | 证券交易 | 2017-03-30 | 2021-06-30 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 证券交易 | 2011-08-10 | 2015-10-27 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-05-25 | 2010-03-30 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 证券交易 | 2006-05-25 | 2010-03-30 |
| SG SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | - | 2003-12-16 |
| Rep | 提供资产管理 | - | 2003-12-16 | |
| Rep | 就机构融资提供意见 | - | 2004-09-01 | |
| Rep | 提供自动化交易服务 | - | 2004-09-01 | |
| Rep | 证券交易 | - | 2006-02-23 |