Personnel Hong Kong SFC License Details (ID 95154)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED	RO	期货合约交易	2021-06-03	2024-10-16
	RO	证券交易	2021-06-03	2024-10-16
	Rep	期货合约交易	2021-05-14	2021-06-03
	Rep	证券交易	2021-05-14	2021-06-03
HONG KONG QUANTONG ASSET TRADING CO., LIMITED	RO	证券交易	2019-07-10	2020-06-17
Constance Capital Limited (HK)	RO	证券交易	2018-10-23	2019-06-30
	Rep	证券交易	2018-09-06	2018-10-23
PRESTIGE SECURITIES LIMITED (HK)	RO	就证券提供意见	2018-08-13	2018-08-27
	RO	证券交易	2018-08-13	2018-08-27
	Rep	就证券提供意见	2018-08-01	2018-08-13
	Rep	证券交易	2018-08-01	2018-08-13
CATHAY SECURITIES (HONG KONG) LIMITED	RO	就证券提供意见	2018-04-30	2018-07-14
	RO	证券交易	2018-04-30	2018-07-14
	Rep	就证券提供意见	2018-02-14	2018-04-30
	Rep	证券交易	2018-02-14	2018-04-30
CHINA CIFCO SECURITIES CO., LIMITED	RO	就证券提供意见	2016-01-15	2018-01-31
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	RO	期货合约交易	2015-08-25	2018-01-31
CHINA CIFCO SECURITIES CO., LIMITED	RO	证券交易	2015-06-05	2018-01-31
Vantage New Generation Securities Limited	RO	就证券提供意见	2015-01-07	2015-05-18
	RO	证券交易	2015-01-07	2015-05-18
Realord Asia Pacific Securities Limited	RO	证券交易	2013-07-12	2014-12-15
	Rep	证券交易	2013-07-08	2013-07-12
BOA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2013-06-20	2013-06-30
STARLING GROUP FUTURES LIMITED	RO	期货合约交易	2012-01-30	2012-09-30
	Rep	期货合约交易	2010-11-29	2012-01-30
STARLING GROUP SECURITIES LIMITED	RO	就证券提供意见	2010-11-29	2013-01-07
	RO	证券交易	2010-09-14	2013-01-07
	Rep	证券交易	2009-08-31	2010-09-14

人员