| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Solo Securities Limited | RO | 就证券提供意见 | 2022-03-04 | - |
| Solo Asset Management Limited | RO | 就期货合约提供意见 | 2018-06-15 | - |
| RO | 就证券提供意见 | 2018-01-15 | - | |
| RO | 提供资产管理 | 2018-01-15 | - | |
| Solo Futures Limited | RO | 期货合约交易 | 2016-11-07 | - |
| Solo Securities Limited | RO | 证券交易 | 2016-11-07 | - |
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | 杠杆式外汇交易 | 2014-01-27 | 2015-07-08 |
| XinKong International Securities Limited | Rep | 期货合约交易 | 2014-01-27 | 2015-09-01 |
| Rep | 证券交易 | 2014-01-27 | 2015-09-01 | |
| STOCKWELL COMMODITIES LIMITED | Rep | 期货合约交易 | 2012-08-01 | 2013-12-23 |
| Rep | 期货合约交易 | 2011-06-01 | 2012-04-24 | |
| STOCKWELL SECURITIES LIMITED | Rep | 证券交易 | 2011-06-01 | 2013-12-23 |
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2010-08-17 | 2011-05-18 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2010-08-17 | 2011-05-18 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2008-12-12 | 2010-07-31 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-08-01 | 2010-07-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2008-08-01 | 2010-07-31 |
已采集记录中暂无金管局登记。