| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| XinKong International Securities Limited | Rep | 证券交易 | 2014-11-21 | 2015-09-01 |
| STOCKWELL SECURITIES LIMITED | Rep | 证券交易 | 2008-04-11 | 2012-04-24 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2005-05-05 | 2008-04-01 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2004-01-09 |
| Rep | 就证券提供意见 | - | 2004-01-09 | |
| Rep | 提供资产管理 | - | 2004-01-09 | |
| Rep | 证券交易 | - | 2005-05-03 |