| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2023-09-05 | - |
| Success Securities Limited | Rep | 证券交易 | 2022-09-05 | 2023-08-11 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-11-28 | 2022-07-29 |
| STOCKWELL SECURITIES LIMITED | Rep | 证券交易 | 2009-07-22 | 2017-09-29 |
| Success Securities Limited | Rep | 证券交易 | 2005-12-21 | 2009-07-01 |
| SDIC Securities International Financial Holdings Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-02-23 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-02-23 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-02-23 | |
| Rep | 证券交易 | 2003-04-01 | 2005-12-16 |