| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-12 | 2019-06-08 |
| STOCKWELL COMMODITIES LIMITED | Rep | 期货合约交易 | 2008-04-02 | 2011-03-15 |
| STOCKWELL SECURITIES LIMITED | Rep | 证券交易 | 2008-04-02 | 2017-09-29 |
| CELESTIAL COMMODITIES LIMITED | Rep | 提供自动化交易服务 | - | 2004-03-02 |
| Rep | 就期货合约提供意见 | - | 2004-03-04 | |
| Rep | 提供资产管理 | - | 2004-03-04 | |
| Rep | 期货合约交易 | - | 2008-03-11 | |
| CELESTIAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-02-19 |
| Rep | 就证券提供意见 | - | 2004-02-19 | |
| Rep | 提供资产管理 | - | 2004-02-19 | |
| Rep | 提供自动化交易服务 | - | 2004-02-19 | |
| Rep | 证券交易 | - | 2008-03-11 |