| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ZH SECURITIES LIMITED | Rep | 就证券提供意见 | 2025-08-12 | - |
| Rep | 期货合约交易 | 2025-08-12 | - | |
| Rep | 证券交易 | 2025-08-12 | - | |
| XinKong International Securities Limited | Rep | 就证券提供意见 | 2021-04-19 | 2024-03-01 |
| Rep | 期货合约交易 | 2015-09-17 | 2022-08-04 | |
| Rep | 证券交易 | 2015-09-17 | 2024-03-01 | |
| STOCKWELL COMMODITIES LIMITED | Rep | 期货合约交易 | 2012-06-01 | 2015-09-14 |
| STOCKWELL SECURITIES LIMITED | Rep | 证券交易 | 2011-06-30 | 2015-09-14 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2008-08-26 | 2011-06-09 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-05-30 | 2011-06-09 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2008-05-30 | 2011-06-09 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2007-09-19 | 2008-05-29 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-02-27 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-27 | |
| Rep | 期货合约交易 | 2003-04-01 | 2008-05-29 |
已采集记录中暂无金管局登记。