| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| STORMHARBOUR SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2019-09-19 | - |
| Rep | 就证券提供意见 | 2019-09-19 | - | |
| Rep | 证券交易 | 2019-09-19 | 2026-05-15 | |
| D'ASIE ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2019-02-12 | 2019-05-01 |
| STORMHARBOUR SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2011-05-31 | 2018-10-02 |
| Rep | 就证券提供意见 | 2011-05-31 | 2018-10-02 | |
| Rep | 证券交易 | 2011-05-31 | 2018-10-02 |