| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Success Securities Limited | Rep | 证券交易 | 2008-07-18 | 2019-01-31 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2007-07-04 | 2008-07-07 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 证券交易 | 2006-10-16 | 2007-06-25 |
| NATIONAL RESOURCES SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-15 |
| Rep | 就证券提供意见 | - | 2003-12-15 | |
| Rep | 提供资产管理 | - | 2003-12-15 | |
| Rep | 证券交易 | - | 2006-09-25 |