Personnel Hong Kong SFC License Details (ID 95390)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Solo Futures Limited	Rep	期货合约交易	2023-06-09	-
Solo Securities Limited	Rep	证券交易	2023-06-09	-
MAGIC COMPASS SECURITIES LIMITED	Rep	证券交易	2021-03-12	2021-06-30
Solo Futures Limited	Rep	期货合约交易	2021-02-17	2021-02-26
Solo Securities Limited	Rep	证券交易	2021-02-17	2021-02-26
AUS Financial Group (Hong Kong) Limited	RO	杠杆式外汇交易	2018-11-28	2020-10-31
	Rep	杠杆式外汇交易	2018-07-04	2018-11-28
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2017-10-18	2018-03-31
	Rep	杠杆式外汇交易	2017-10-18	2018-03-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2017-10-18	2018-03-31
CES Commodities (HK) Limited	Rep	期货合约交易	2017-01-10	2018-03-31
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2017-01-10	2018-03-31
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2017-01-10	2018-03-31
CES Commodities (HK) Limited	Rep	期货合约交易	2005-01-25	2016-12-16
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2005-01-25	2016-12-16
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2005-01-25	2016-12-16
SHUN LOONG FOREX COMPANY LIMITED	Rep	杠杆式外汇交易	2003-04-01	2005-01-01
SHUN LOONG FUTURES LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-11-24
	Rep	提供资产管理	2003-04-01	2004-11-24
	Rep	提供自动化交易服务	2003-04-01	2004-11-24
	Rep	期货合约交易	2003-04-01	2005-01-01
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-11-24
	Rep	就证券提供意见	2003-04-01	2004-11-24
	Rep	提供资产管理	2003-04-01	2004-11-24
	Rep	提供自动化交易服务	2003-04-01	2004-11-24
	Rep	证券交易	2003-04-01	2005-01-01

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