| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ayers Alliance Securities (HK) Limited | RO | 就证券提供意见 | 2017-03-02 | 2022-07-15 |
| RO | 证券交易 | 2017-03-02 | 2022-07-15 | |
| Rep | 就证券提供意见 | 2013-11-29 | 2017-03-02 | |
| Rep | 证券交易 | 2013-11-29 | 2017-03-02 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2010-02-24 | 2012-07-14 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2010-02-24 | 2012-07-14 |