Personnel Hong Kong SFC License Details (ID 95412)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HEAVENBOURNE SECURITIES LIMITED	RO	就证券提供意见	2025-10-03	-
	RO	提供资产管理	2025-10-03	-
	RO	证券交易	2025-10-03	-
Victory Securities (Global) Limited	RO	证券交易	2024-02-06	2025-01-07
	RO	期货合约交易	2022-11-02	2025-01-07
	Rep	证券交易	2022-02-18	2024-02-06
Victory Asset Management Limited	Rep	就证券提供意见	2020-06-26	2025-04-30
	Rep	提供资产管理	2020-06-26	2025-04-30
Everbright Securities Digital Finance (HK) Limited	Rep	证券交易	2019-11-19	2020-05-28
Everbright Securities Investment Services (HK) Limited	Rep	就证券提供意见	2018-08-16	2020-05-28
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2017-12-05	2020-05-28
	Rep	杠杆式外汇交易	2017-12-05	2020-05-28
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2017-12-05	2020-05-28
Bright Fund Management Limited	Rep	提供资产管理	2015-09-18	2020-05-28
CES Commodities (HK) Limited	Rep	期货合约交易	2015-09-18	2020-05-28
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2015-09-18	2020-05-28
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2015-09-18	2020-05-28
CITY CREDIT CAPITAL (HK) LIMITED	RO	杠杆式外汇交易	2012-10-16	2015-08-31
CES Commodities (HK) Limited	Rep	就期货合约提供意见	2003-04-01	2004-01-09
	Rep	提供资产管理	2003-04-01	2004-01-09
	Rep	期货合约交易	2003-04-01	2011-12-01
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2003-04-01	2011-12-01
Everbright Securities Investment Services (HK) Limited	Rep	提供自动化交易服务	2003-04-01	2003-07-07
	Rep	就机构融资提供意见	2003-04-01	2004-01-09
	Rep	就证券提供意见	2003-04-01	2004-01-09
	Rep	提供资产管理	2003-04-01	2004-01-09
	Rep	证券交易	2003-04-01	2011-12-01

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