Personnel Hong Kong SFC License Details (ID 95421)

Personnel Hong Kong SFC License Details (ID 95421)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
GMO-Z.com Forex HK Limited	Rep	杠杆式外汇交易	2012-09-27	2014-01-02
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2012-07-26	2012-09-17
Guotai Junan FX Limited	Rep	杠杆式外汇交易	2012-07-26	2012-09-17
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2012-07-26	2012-09-17
CES Commodities (HK) Limited	Rep	期货合约交易	2010-11-29	2012-07-19
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2010-11-29	2012-07-19
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2010-11-29	2012-07-19
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2010-01-05	2010-11-05
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期货合约交易	2009-11-17	2010-11-05