| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2021-11-26 | - |
| Rep | 提供资产管理 | 2021-11-26 | - | |
| Rep | 证券交易 | 2021-11-26 | - | |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2009-03-13 | 2018-11-17 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2004-02-23 | 2018-11-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-02-23 | 2018-11-17 |