| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2009-02-06 | - |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2008-12-22 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2008-12-22 | - |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2005-05-12 | 2006-12-07 |
| Rep | 证券交易 | 2005-05-12 | 2006-12-07 | |
| Rep | 杠杆式外汇交易 | 2005-05-12 | 2006-12-07 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2003-10-30 | 2004-08-09 |