| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2015-06-15 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-06-15 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2013-07-24 | 2014-11-07 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-07-24 | 2014-11-07 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2012-07-27 | 2013-06-27 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2011-04-04 | 2013-06-27 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2011-04-04 | 2013-06-27 |