| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2011-04-11 | 2012-02-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2011-04-11 | 2012-02-03 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2010-10-05 | 2012-02-03 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2008-02-14 | 2010-09-17 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-02-14 | 2010-09-17 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2006-12-13 | 2007-06-09 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-05-30 | 2007-06-09 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-05-30 | 2007-06-09 |