Personnel Hong Kong SFC License Details (ID 95466)

Personnel Hong Kong SFC License Details (ID 95466)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Forthright Capital Management Limited	Rep	提供资产管理	2022-08-26	-
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	期货合约交易	2022-05-16	-
	Rep	证券交易	2022-05-16	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期货合约交易	2020-08-12	2022-04-07
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	证券交易	2020-08-12	2022-04-07
MIB FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2019-10-17	2020-07-19
MIB SECURITIES (HONG KONG) LIMITED	RO	证券交易	2019-10-17	2020-07-19
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2019-03-25	2019-10-17
MIB SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2019-03-25	2019-10-17
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2012-01-26	2019-03-08
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2012-01-26	2019-03-08
CES Commodities (HK) Limited	Rep	期货合约交易	2008-07-22	2012-01-16
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2007-06-05	2012-01-16